EPSTEIN
page 2 / 346 . OCR, unverified
other party for any reason including, without limitation, your use of valuations in preparation of your own financial books and records.
Statement ID: 182298_20140801_20140804_1
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0113469
CONFIDENTIAL
SDNY_GM_00259653
EFTA01454973
--- SOURCE: IMAGES__0080__EFTA01454974.txt ---
METADATA_SOURCE: IMAGES0080
METADATA_FILENAME: EFTA01454974.pdf
----------------------------------------
I
e an
raup
SOUTHERN FINANCIAL, LL
Request
As of 01 Aug 14
at"'
Aug 2014
Page
Of 2
Deulths Bank AO
SOUTHERN RNANCIAL, LLC
PS • Oplbss
Settlement
Not.Ccy
Not.Ccy
Trade ID
Counterparty
Trade Type
Trade Date
Maturity Date
Date
NotAmt 1
Not.Amt 2
Long/ Short
Option Style
Put/ Call
Strike Price
MTM(USO)
366364435,
SOUTHERN
FxEuroCpl
21-No0-2013
2041o/.2014
25.11ov.2014
(LOCO CO3 CV,
USD
101.030.000
FY
SHORT
EUROPEAN
CALL
1010000
;Te Clio 26?
710423459
FINANCIAL. LLC
3663644M/
SOUTHERN
FXOneBanDneT
21-Nov-2013
20-No4014
25-Nov-2014
(21.OOO00)
USD
JPY
LONG
EUICPEAN
0.0003
6.43349
710423461
FINANCIAL. LLC
owhOpt
366364436/
SOUTHERN
FXOnef3arOneT
21-Nov-2013
2011ov.2014
25-Nov-2014
(21,OXl CC)
USD
JPY
LONG
EUROPEAN
0.0000
4,282 11
710423463
FINANCIAL. LLC
ouchOpt
366364436/
SOUTHERN
FXOnef3aeOneT
21-Nov-2013
20-Nov.2014
25.Nov.2014
121.000 001
USD
FY
LONG
EtPCPEAN
0.0000
2,84468
710423465
FINANCIAL. LLC
ouchOpt
407339131/
SOUTHERN
FiEuroOpl
06-Jun-2014
08Sep-2014
10-Sep-2014
10.00000000
EUR
(13,450.000 03)
USD
SHORT
EIPCPEAN
PUT
1.3450
;89.72220)
806424249
FINANCIAL 110
407339131/
SOUTHERN
ExEuroCpt
06-Jun-2014
08-Sep-2014
10-Sep-2014
10,000,000 OD
EUR
(13.80001:0.00)
LSD
LONG
ELRCPEAN
CALL
1,3803
2.47618
806424264
FINANCIAL. LLC
Subtotal:
/45 591 CO
Total:
(95,691.00)
Statement ID :
20140801_20140804_1
The valuation information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0 113470
SDNY_GM_00259654
EFTA01454974
--- SOURCE: IMAGES__0080__EFTA01454975.txt ---
METADATA_SOURCE: IMAGES0080
METADATA_FILENAME: EFTA01454975.pdf
----------------------------------------
From:
PBW/WM/MIS ETL/PBW 15116
Sent:
IMIOMM
To:
Subject:
Rtv10081851 Daily Deposit Report 20140802
RM CODE
81851
08/01/14
LARGE, ZERO AND NEGATIVE BALANCES
ACCT #
NAME
CAT
BALANCE
OD AMOUNT
I
EFFREY EPSTEIN
2,631,635.01
INIQUE LEIMER
M
.00
THERN TRUST COMPANY, INC.
D
139,471.98
THERN FINANCIAL LLC
D
176,613.63
EGE, INC
D
204,949.74
EGE, LLC
D
237,348.82
ARREN K. INDYKE PLLC
D
174,229.98
ES, LLC
D
131,450.64
THERN TRUST COMPANY, INC.
M
69,257,736.36
If need help please contact
Thank you
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0113472
CONFIDENTIAL
SDNY_GM_00259656
EFTA01454975
--- SOURCE: IMAGES__0080__EFTA01454976.txt ---
METADATA_SOURCE: IMAGES0080
METADATA_FILENAME: EFTA01454976.pdf
----------------------------------------
Should probably include Bruce McDermott as well.
(Embedded image moved to file: pic01563.gif)
Tazia Smith
Director I Key Client Partners - US
DB Securities Inc
Deutsche Asset & wealth Management
345 Park Avenue, 10154-0004 New York, NY, usA
(Embedded image moved to file: pic25834.gif)
From:
Paul Morris
To:
Tazia Smith
Date:
07/31/2014 12:43 PM
Subject:
Re: Put transaction on european re [C]
Classification: Confidential
Yes I spoke with him
original message
From: Tazia Smith
sent: 07/31/2014 12:38 PM EDT
To: Paul Morris
Subject: Re: Put transaction on european re (C]
Classification: confidential
ok, great.
rich had relayed that he didn't want to do diligence on the underlier. happy
to hear he's open to the structure...if not this asset, then the next...
TDS
(Embedded image moved to file: pic09850.gif)
Tazia Smith
Director I Key Client Partners - us
DB Securities Inc
Deutsche Asset & wealth management
345 Park Avenue, 10154-0004 New York, NY, USA
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0113475
CONFIDENTIAL
SDNY_GM_00259659
EFTA01454976
--- SOURCE: IMAGES__0080__EFTA01454977.txt ---
METADATA_SOURCE: IMAGES0080
METADATA_FILENAME: EFTA01454977.pdf
----------------------------------------
(Embedded image moved to file: pic17022.gif)
From:
Paul Morris/db/dbcomeDBAMERICAS
To:
"Tazia Smith"
cc:
"Jeffrey Epstein" <jeevacation@gmail.com>
Date:
07/31/2014 12:32 PM
subject:
Put transaction on european re [c]
Classification: confidential
Let's set je up for quick call with trader for next week.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0113476
CONFIDENTIAL
SDNY_GM_00259660
EFTA01454977
--- SOURCE: IMAGES__0080__EFTA01454978.txt ---
METADATA_SOURCE: IMAGES0080
METADATA_FILENAME: EFTA01454978.pdf
----------------------------------------
Petwitnecir Peepwrvt,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)